Job Description In this role, you are the main person in charge of all regulatory and internal policy compliance activities in the company. You will play a critical role in supporting new business development, new products, and ensuring business continuity by ensuring compliance to applicable laws and regulations. You will be managing a small team of compliance staff, handling a couple of business units in Cermati Fintech Group.
To succeed in this role, you will need both strong analytical minds and knowledge of the regulations in the fintech/financial industry, and show communication and influencing skills towards the regulators.
Regulatory Compliance – be involved in day-to-day compliance matters to ensure that the company's processes, operations, and procedures comply with all applicable laws and regulations for financing companies. To monitor and communicate the changes of laws and regulations to all stakeholders. To prepare gap analysis of laws and regulations and provide it to the management.
KYC & Financial Crimes Compliance – act as Subject Matter Expert to all stakeholders and drive an effective implementation of Anti-Money Laundering, Counter Financing of Terrorism, and Proliferation of Weapons of Mass Destruction programs.
Internal and External Reporting – proactively coordinate with relevant stakeholders to prepare and submit regular and incidental reports to senior management and regulatory authorities.
Policies & Procedures – prepare Internal Policies together with business lines for all employees to comply with internal and external regulations.
Compliance Risk Assessment – to execute regulatory risk assessment effectively and efficiently.
Qualifications
Minimum bachelor's degree in Law, Finance, or Information System
5+ years experience in a compliance/risk management/IT audit/Anti Money Laundering (AML) function at a fintech or financial institution
Comfortable in routinely interfacing with financial regulators and government organizations (OJK, KPPU, Bank Indonesia, among others)
Solid knowledge in the regulations of at least 2 financial products (peer-to-peer lending, multi-finance, e-wallet, or else)
Having policy-making project experience will be advantageous
Meticulous and have sharp analytical skills
Strong presentation and influencing skill