**Who we're looking for?**
We 're looking for an experienced compliance & risk person who will be responsible for a broad scope covering all the aspects of Compliance, particularly AML-CTF-CPF. You'll assist the Head of Compliance or the Coordinator of Compliance, Risk Management, and Internal Audit in undertaking and managing daily compliance and risk-related responsibilities within the Company, including advisory, reporting/disclosure and monitoring activities, thereby assisting Schroders to meet the regulatory standards expected by our clients and required by local regulators.
**About Schroders**
We're a global investment manager. We help institutions, intermediaries and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future. We have around 5,000 people on six continents. And we've been around for over 200 years but keep adapting as society and technology changes. What doesn't change is our commitment to helping our clients, and society, prosper.
**The base**
This role will be based in our Jakarta, Indonesia office.
**The team**
In the role of AML-CTF-CPF RO, the individual will have a direct reporting line to the Board of Directors and a secondary reporting line to the Head of Compliance. In the role of Compliance Officer, the individual will assist and report to the Head of Compliance or the Coordinator of Compliance, Risk Management, and Internal Audit. Their responsibilities will involve undertaking and managing daily compliance and risk-related tasks within the Company.
**What you'll do**
Generally, as the AML-CTF-CPF RO's responsibilities shall include among other things:
- Operating to the highest level of integrity and ensure that no criminal risk and financial crime takes place.
- Ensuring compliance with current financial crime regulations and other relevant legislations.
- To maintain AML-CTF-CPF Policy and Guidance and factor continuing changes to legislation and regulation.
- Providing oversight, risk assessment, control, support, and coordination for AML-CTF-CPF compliance involving ML-TF-PF detection, KYC, partner bank due diligence with business.
- Assisting with the development, implementation, and maintenance of local AML-CTF-CPF programs
- Developing and maintaining a risk assessment framework for products and services, clients, and other issues relating to financial crime, including ML-TF-PF.
- Make all appropriate internal and external filings or reporting, including suspicious activity/transaction reports to INTRAC and all periodic reports to regulators.
- As part of risk-based compliance monitoring program, to review the KYC due diligence process performed by the Client Group Team, and to do subsequent investigation on World-Check or other systems if a prospective client is on the sanction list so as to be able to provide advice to the Senior Management team whether or not a prospective client can be accepted.
- In supporting Client Group Team, the MLRO shall conduct due diligence investigations of suspicious activities/transactions, high risk clients, alert management raised by Client Group Team in accordance with AML-CTF-CPF regulations and make escalation to regional/Group.
- Reviewing and assessing the alerts for financial crime risks and liaise with the business as necessary to investigate them.
- Liaise, consult, and report to the regulators whenever needed.
- Oversee the appropriate record-keeping functions, including keeping and maintaining records of high-risk customers and reporting suspicious activities to the authorities.
- Acting as point of contact for any inspections and audits from 3rd party, including regulators, and making compliance recommendations based on their findings.
- Briefing and reporting to Senior Management on matters relating to internal Financial Crime compliance policies and procedures.
- Overseeing and implementing an ongoing Financial Crime training program for Management and employees; responsible for financial crime computer-based training content (including ML-TF-PF) to ensure it is accurate and reflects up to date legislation.
- Contributing to system enhancements and process simplifications.
- Maintaining a perfect audit trail and documentation to support all reviews.
- Others as outlined in Company's BoD Decree about the appointment of Company's AML-CTF-CPF RO.
**As Compliance Officer, the individual will be assisting the Head of Compliance by, among other things**:
- Operating to the highest level of integrity.
- Carry out compliance related activities and ensure compliance with the applicable local laws, rules, regulations, standards, code of conduct, and firm policies and standards of good practice.
- Establish and review policies and procedures, and together with impacted parties, assess and interpret the potential impact of new laws and regulations on our business.
- Develop, maintain, and implement the compliance program, including the compliance